-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UMpmS111foSTYsPznJNOC/PrlxEKMnYqdpUqLoSgNuAQOu4A9lI1pcUenWV1JWOB uss0NIuwYpkpLVKySBQ43w== 0000950109-96-000569.txt : 19960207 0000950109-96-000569.hdr.sgml : 19960207 ACCESSION NUMBER: 0000950109-96-000569 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960206 SROS: NYSE GROUP MEMBERS: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA GROUP MEMBERS: JOHN HANCOCK ADVISERS, INC. GROUP MEMBERS: JOHN HANCOCK ASSET MANAGEMENT GROUP MEMBERS: JOHN HANCOCK MUTUAL LIFE INSURANCE CO. GROUP MEMBERS: JOHN HANCOCK SUBSIDIARIES, INC. GROUP MEMBERS: THE BERKELEY FINANCIAL GROUP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COLONIAL BANCGROUP INC CENTRAL INDEX KEY: 0000092339 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 630661573 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-31811 FILM NUMBER: 96511551 BUSINESS ADDRESS: STREET 1: ONE COMMERCE ST STE 800 STREET 2: P O BOX 1108 CITY: MONTGOMERY STATE: AL ZIP: 36104 BUSINESS PHONE: 3342405000 MAIL ADDRESS: STREET 1: ONE COMMERCE STREET STE 800 STREET 2: PO BOX 1108 CITY: MONTGOMERY STATE: AL ZIP: 36101 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHLAND BANCORPORATION DATE OF NAME CHANGE: 19820205 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6175726000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 SC 13G 1 SCHEDULE 13G ------------------------------ OMB APPROVAL UNITED STATES OMB NUMBER 3235-0145 SECURITIES AND EXCHANGE COMMISSION EXPIRES: DECEMBER 31, 1997 WASHINGTON, D.C. 20549 ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE . . . 14.90 ------------------------------ SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* --- Colonial BancGroup, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------------- (Title of Class of Securities) 195493309** -------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement.[_] (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. **This Terminating Schedule 13G, Amendment No. 1, for the above referenced CUSIP Number supersedes the Initial Schedule 13G Filing made February 2, 1995 for Colonial Bank Group (CUSIP Number 195493200). The CUSIP Number and Name of Issuer changed during 1995. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PAGE 1 OF 10 PAGES - ----------------------- --------------------- CUSIP NO. 195493309 13G PAGE 2 OF 10 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Mutual Life Insurance Company I.R.S. No. 04-1414660 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] N/A - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Commonwealth of Massachusetts - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH -0- - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None, except through its indirect, wholly-owned subsidiary, John Hancock Advisers, Inc. - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 See line 9, above - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IC, BD, IA, HC - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! PAGE 2 OF 10 PAGES - ----------------------- --------------------- CUSIP NO. 195493309 13G PAGE 3 OF 10 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Subsidiaries, Inc. I.R.S. No. 04-2687223 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] N/A - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH -0- - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None, except through its indirect, wholly-owned subsidiary, John Hancock Advisers, Inc. - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 See line 9, above - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* HC - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! PAGE 3 OF 10 PAGES - ----------------------- --------------------- CUSIP NO. 195493309 13G PAGE 4 OF 10 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Asset Management I.R.S. No. 04-3279774 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] N/A - ------------------------------------------------------------------------------ 3 - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Commonwealth of Massachusetts - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH -0- - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None, except through its indirect, wholly-owned subsidiary, John Hancock Advisers, Inc. - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 See line 9, above - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* HC - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! PAGE 4 OF 10 PAGES - ----------------------- -------------------- CUSIP NO. 195493309 13G PAGE 5 OF 10 PAGES - ----------------------- -------------------- - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Financial Group I.R.S. No. 04-3145626 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] N/A - ------------------------------------------------------------------------------ 3 - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Commonwealth of Massachusetts - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF -0- SHARES ------------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH -0- - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None, except through its direct, wholly-owned subsidiary, John Hancock Advisers, Inc. - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 See line 9, above - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* HC - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! PAGE 5 OF 10 PAGES - ----------------------- --------------------- CUSIP NO. 195493309 13G PAGE 6 OF 10 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Advisers, Inc. I.R.S. No. 04-2441573 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] N/A - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 630,778 SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 630,778 PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH -0- - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 630,778 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.8% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IA - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! PAGE 6 OF 10 PAGES The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any tittle of each person who signs the statement shall be typed or printed beneath his signature. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) Item 1(a) Name of Issuer: -------------- Colonial BancGroup, Inc., formerly Colonial Bank Group Item 1(b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- One Commerce Street, Suite 800 Montgomery, AL 36104 Item 2(a) Name of Person Filing: --------------------- This filing is made on behalf of John Hancock Mutual Life Insurance Company ("JHMLICO"), JHMLICO's wholly-owned subsidiary, John Hancock Subsidiaries, Inc. ("JHSI"), JHSI's wholly-owned subsidiary, John Hancock Asset Management ("JHAM"), JHAM"s wholly-owned subsidiary, The Berkeley Financial Group ("TBFG") and TBFG's wholly-owned subsidiary, John Hancock Advisers, Inc. ("JHA"). Item 2(b) Address of the Principal Offices: -------------------------------- The principal business offices of JHMLICO, JHSI, and JHAM are located at John Hancock Place, P.O. Box 111, Boston, MA 02117. The principal business offices of TBFG and JHA are located at 101 Huntington Avenue, Boston, MA 02199. Item 2(c) Citizenship: ----------- JHMLICO, JHAM and TBFG were organized and exist under the laws of the Commonwealth of Massachusetts. JHSI and JHA were organized and exist under the laws of the State of Delaware. Item 2(d) Title of Class of Securities: ---------------------------- Common Stock Item 2(e) CUSIP Number: ------------ 195493309, formerly 195493200. The CUSIP Number changed during 1995. Item 3 If the Statement is being filed pursuant to Rule 13d-1(b), ---------------------------------------------------------- or 13d-2(b), check whether the person filing is a: -------------------------------------------------- JHMLICO: (a) (X) Broker or Dealer registered under (S)15 of the Act. (c) (X) Insurance Company as defined in (S)3(a)(19) of the Act. (e) (X) Investment Adviser registered under (S)203 of the Investment Advisers Act of 1940. (g) (X) Parent Holding Company, in accordance with (S)240.13d-1(b)(ii)(G). PAGE 7 OF 10 PAGES JHSI: (g) (X) Parent Holding Company, in accordance with (S)240.13d-1(b)(ii)(G). JHAM: (g) (X) Parent Holding Company, in accordance with (S)240.13d-1(b)(ii)(G). TBFG: (g) (X) Parent Holding Company, in accordance with (S)240.13d-1(b)(ii)(G). JHA: (e) (X) Investment Adviser registered under (S)203 of the Investment Advisers Act of 1940. Item 4 Ownership: --------- (a) Amount Beneficially Owned: ------------------------- JHA has direct beneficial ownership of 630,778 shares of Common Stock. Through their parent-subsidiary relationship to JHA, JHMLICO, JHSI, JHAM and TBFG have indirect beneficial ownership of these same shares. 385,000 shares are held by the John Hancock Bank and Thrift Opportunity Fund, a closed-end diversified management company registered under (S) 8 of the Investment Company Act. 196,500 shares are held by the John Hancock Regional Bank Fund, an open-end diversified management company registered under (S) 8 of the Investment Company Act. 49,278 shares are held by The Southeastern Thrift and Bank Fund, Inc., a closed-end diversified management company registered under (S) 8 of the Investment Company Act. (b) Percent of Class: 4.8% ---------------- (c) (i) sole power to vote or to direct the vote: JHA has sole power to vote or to direct the vote of the 630,778 shares of Common Stock under advisory agreements with the John Hancock Bank and Thrift Opportunity Fund, dated July 21, 1994, the John Hancock Regional Bank Fund, dated November 6, 1986 (amended and restated on January 1, 1994) and The Southeastern Thrift and Bank Fund, Inc. dated July 1, 1992. (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: JHA has sole power to dispose or to direct the disposition of the 630,778 shares of Common Stock under the advisory agreements noted in item 4(c)(i) above. (iv) shared power to dispose or to direct the disposition of: -0- Item 5 Ownership of Five Percent or Less of a Class: -------------------------------------------- Reporting persons own five percent or less of Common Stock. Item 6 Ownership of More than Five Percent on Behalf of Another -------------------------------------------------------- Person: See Item 4 above. ------ Item 7 Identification and Classification of the Subsidiary which --------------------------------------------------------- Acquired the Security Being Reported on by the Parent ----------------------------------------------------- Holding Company: See Items 3 and 4 above. --------------- Item 8 Identification and Classification of Members of the Group: --------------------------------------------------------- Not applicable. Item 9 Notice of Dissolution of a Group: Not applicable. -------------------------------- PAGE 8 OF 10 PAGES Item 10 Certification: ------------- By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY By: /s/ Marion L. Nierintz ------------------------------------------ Name: Marion L. Nierintz ------------------------------------------ Dated: 2/2/96 Title: Second Vice President - ------------------------- ------------------------------------------ JOHN HANCOCK SUBSIDIARIES, INC. By: /s/ Marion L. Nierintz ------------------------------------------ Name: Marion L. Nierintz ------------------------------------------ Dated: 2/2/96 Title: Secretary - ------------------------- ------------------------------------------ JOHN HANCOCK ASSET MANAGEMENT By: /s/ James H. Young ------------------------------------------ Name: James H. Young ------------------------------------------ Dated: 2/2/96 Title: Secretary - ------------------------- ------------------------------------------ THE BERKELEY FINANCIAL GROUP By: /s/ Susan S. Newton ------------------------------------------ Name: Susan S. Newton ------------------------------------------ Dated: 2/1/96 Title: Vice President - ------------------------- ------------------------------------------ JOHN HANCOCK ADVISERS, INC. By: /s/ Susan S. Newton ------------------------------------------ Name: Susan S. Newton ------------------------------------------ Dated: 2/1/96 Title: Vice President - ------------------------- ------------------------------------------ PAGE 9 OF 10 PAGES EXHIBIT A JOINT FILING AGREEMENT ---------------------- John Hancock Mutual Life Insurance Company, John Hancock Subsidiaries, Inc., John Hancock Asset Management, The Berkeley Financial Group and John Hancock Advisers, Inc. agree that the Terminating Schedule 13G, Amendment No. 1, to which this Agreement is attached, relating to the Common Stock of Colonial BancGroup, Inc. is filed on behalf of each of them. JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY By: /s/ Marion L. Nierintz ------------------------------------------ Name: Marion L. Nierintz ------------------------------------------ Dated: 2/2/96 Title: Second Vice President - ------------------------- ------------------------------------------ JOHN HANCOCK SUBSIDIARIES, INC. By: /s/ Marion L. Nierintz ------------------------------------------ Name: Marion L. Nierintz ------------------------------------------ Dated: 2/2/96 Title: Secretary - ------------------------- ------------------------------------------ JOHN HANCOCK ASSET MANAGEMENT By: /s/ James H. Young ------------------------------------------ Name: James H. Young ------------------------------------------ Dated: 2/2/96 Title: Secretary - ------------------------- ------------------------------------------ THE BERKELEY FINANCIAL GROUP By: /s/ Susan S. Newton ------------------------------------------ Name: Susan S. Newton ------------------------------------------ Dated: 2/1/96 Title: Vice President - ------------------------- ------------------------------------------ JOHN HANCOCK ADVISERS, INC. By: /s/ Susan S. Newton ------------------------------------------ Name: Susan S. Newton ------------------------------------------ Dated: 2/1/96 Title: Vice President - ------------------------- ------------------------------------------ PAGE 10 OF 10 PAGES -----END PRIVACY-ENHANCED MESSAGE-----